Dedicated To Helping You Become A Better Investor

There are five important areas that distinguish West Oak Capital from other

competitors in the financial services industry:

We operate under a “fiduciary” standard of care, which means that we look out for the best interests

of our clients and place their interests ahead of our own.  Our advice is objective and free from the

conflicts of interest that are often present in companies that are in business to sell their own products.

We use a qualified, independent custodian for safekeeping of all client assets.  Receiving statements

from an independent custodian provides an additional layer of safety, helping clients know about

transactions posted to their account, as well as providing a regular appraisal of individual security

holdings and market values of assets held in their portfolios.

Clients work directly with an experienced portfolio manager, not a sales person.  It can be a

challenging task to balance the current needs for income and safety of principal against longer-term

goals to grow the portfolio value over time.  We develop an investment program to meet each client’s

unique objectives, while giving consideration to the risks we are likely to encounter along the way.

We keep costs reasonable.  This means delivering our services at a fair price, while working to

reduce the outside fees, transaction costs and tax consequences that could otherwise erode a client’s

account performance. 

We help clients stay on track.  Emotions can have a profound impact on the success of an investment

program.  Long-term investing only works if we succeed at helping clients maintain discipline through the

inevitable periods of weakness in the capital markets.

The experience, resources and motivation to serve our clients' best interests.

West Oak Capital, LLC is an investment advisory firm registered with the Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940.  The firm provides separate account management for equity, balanced and fixed income portfolios.  Founded in 2003, West Oak Capital provides highly personalized, attentive service, with

a focus on constructing a disciplined investment program to 

help each client meet their specific financial goals.    

 

Welcome to West Oak Capital

West Oak Capital is a trademark of West Oak Capital, LLC registered in the U.S. Patent and Trademark office.

West Oak Capital, LLC     2801 Townsgate Road     Suite 112      Westlake Village     California     91361

PH. 805.230.8282      FX 805.230.8283